What is FAA?
Last Updated: 27 May 2015
The Financial Adviser Act 2008 (FAA) is a piece of law that is designed to promote the sound and efficient delivery of financial adviser and broking services. Its purpose is also to encourage public confidence in the professionalism and integrity of financial advisers and brokers. Find out more about the Act at www.fma.govt.nz.
Did this answer your question?
Related Answers
-
ASB's online security policy is to take every practical step possible to keep your accounts secure. Like our other services, ...
-
To log in to ASB Securities Online Share Trading, go to www.asb.co.nz/asb-securities and click the yellow Log In button at ...
-
Yes. Orders involving any of the following can only be placed over the telephone by calling our share trading team ...
-
Trades made on the New Zealand Stock Exchange (NZX) and Austrailian Stock Exchange (ASX) markets will settle two business days ...
-
Some of the reasons your order is not accepted might be: Your specified price is too far away from the ...
-
ASB Securities office hours are 7am to 6pm NZ time Monday to Friday. NZX trading hours are between 10am to ...
-
We have recently made some changes to the way you log in to Online Share Trading as part of some ...
-
The Financial Markets Conduct Act 2013 (FMCA) is a piece of law that governs how financial products are created, promoted ...
-
Log In to Online Share Trading and select Portfolio in the left hand menu. If you have not set up ...
-
You can place orders to buy shares through Online Share Trading for the New Zealand Stock Exchange (NZX) mainboard and ...
