Which regulations impact custodial services?

Last Updated: 21 Dec 2015

As a custodian, ASB Securities and ASB Nominees has obligations under the Financial Advisors Act (find out more at www.fma.govt.nz), Financial Markets Conduct Act (find out more at www.fma.govt.nz) and is also required to meet requirements under the NZX Participant rules (NZX Participant Rules) in relation to custodial services.

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